Andrew Jonathan Rickards
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Jonathan Rickards, a licensed former licensee with CE reference AEO602. This person has 3.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-23 | 2008-05-30 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-08-23 | 2008-05-30 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-04-27 | 2007-04-10 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 - Advising on securities | 2005-04-27 | 2007-04-10 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-04-27 | 2007-04-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Jonathan Rickards during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.