Mei Wai Lam
林美慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Wai Lam (林美慧), a licensed former licensee with CE reference AEN544. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-11 | 2009-01-02 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-11 | 2009-01-02 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-19 | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-19 | 2004-02-16 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-10 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-10 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-10 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-10 |