Robert Waldo Lance
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Waldo Lance, a licensed former licensee with CE reference AEL830. This person has 13.5 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zerobridge Partners Advisory Limited | Rep | Type 1 - Dealing in securities | 2020-09-16 | 2021-02-02 |
| Zerobridge Partners Advisory Limited | Rep | Type 4 - Advising on securities | 2020-09-16 | 2021-02-02 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
RO | Type 9 - Asset management | 2018-07-03 | 2019-12-31 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 - Asset management | 2018-05-09 | 2018-07-03 |
| Ascalon Capital Limited | RO | Type 1 - Dealing in securities | 2014-01-15 | 2016-03-08 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-11-02 | 2013-03-01 |
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2007-02-16 | 2012-11-02 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-08 | 2006-12-29 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-08-08 | 2006-12-29 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | 2006-08-08 | 2006-12-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-24 | 2006-02-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-24 | 2006-02-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-20 | 2005-06-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-12 | 2004-07-11 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-12 | 2004-07-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-03 | 2003-09-19 |
| Lehman Brothers Futures Asia Limited | Rep | Type 7 - Providing automated trading services | 2003-06-03 | 2003-09-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-03 | 2003-09-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-06-03 | 2006-02-24 |
| Lehman Brothers Futures Asia Limited | RO | Type 2 - Dealing in futures contracts | 2003-06-03 | 2006-02-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-23 | 2003-12-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-23 | 2003-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Waldo Lance during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.