Norman Waite III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Waite III, a licensed former licensee with CE reference AEI859. This person has 10.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Olympus Partners Asia Limited | Rep | Type 1 - Dealing in securities | 2019-10-14 | 2020-03-20 |
| Olympus Partners Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-14 | 2020-03-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2016-04-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-04 | 2008-09-29 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-09 | 2006-11-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-22 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Norman Waite III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Seung Bok Hong | Olympus Partners Asia Limited | 2019–2020 |
| Hong Cheol Park | Olympus Partners Asia Limited | 2019–2020 |
| Jae Ouk Yoo | Olympus Partners Asia Limited | 2019–2020 |
| Phil Goo Kang | Olympus Partners Asia Limited | 2019–2020 |
| Jong Kuk Kim | Olympus Partners Asia Limited | 2019–2020 |
| Sung Jin Yoon | Olympus Partners Asia Limited | 2019–2020 |
| Eugene Wong | Olympus Partners Asia Limited | 2019–2020 |