Jennifer Tai Smith
戴令名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Tai Smith (戴令名), a licensed former licensee with CE reference AEI589. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-10 | 2007-06-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-02 | 2007-06-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-02 | 2003-08-22 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | present | 2003-04-02 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2003-04-02 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-04-02 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-04-02 |