Tessa Wai Wa Tsui
徐偉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tessa Wai Wa Tsui (徐偉華), a licensed former licensee with CE reference AEF811. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-10 | 2009-03-04 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-10 | 2009-03-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2007-10-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-23 | 2007-07-25 |