Wah Yiu Tang
鄧華耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Yiu Tang (鄧華耀), a licensed former licensee with CE reference AEE925. This person has 18.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-05 | 2021-04-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-05 | 2021-04-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | 2018-10-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-05 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-05 | 2016-06-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-05 | 2018-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-27 | 2014-09-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-19 | 2014-09-29 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-12-16 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Yiu Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.