Katherina Ka Shun Lo
盧嘉舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherina Ka Shun Lo (盧嘉舜), a licensed former licensee with CE reference AEE887. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-21 | 2014-01-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-21 | 2014-01-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-10 | 2010-09-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2010-06-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-08 | 2010-06-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-22 | 2009-07-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-22 | 2009-07-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-14 | 2008-02-17 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-14 | 2008-02-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-04 | 2007-08-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-04 | 2007-08-31 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-13 | 2006-08-22 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-13 | 2006-08-22 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-13 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-04-13 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-02 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |