Alvin Cheng-Hock Chua
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Cheng-Hock Chua ( ), a licensed former licensee with CE reference AED730. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2023-07-27 | 2024-03-31 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2023-07-27 | 2024-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-20 | 2024-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 — Advising on securities | 2023-01-20 | 2024-03-31 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2023-01-20 | 2024-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 — Asset management | 2023-01-20 | 2023-07-27 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2023-01-20 | 2023-07-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-22 | 2023-01-20 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-22 | 2023-01-20 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-22 | 2023-01-20 |
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 — Advising on securities | 2018-01-31 | 2022-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-18 | 2022-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-01-18 | 2022-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-26 | 2016-01-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-26 | 2016-01-18 |
| F&C Asset Management Asia Limited | RO | Type 1 — Dealing in securities | 2012-02-16 | 2014-06-20 |
| F&C Asset Management Asia Limited | Rep | Type 1 — Dealing in securities | 2012-02-14 | 2012-02-16 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-05 | 2011-12-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-26 | 2011-12-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-14 | 2010-03-26 |
| F&C Asset Management Asia Limited | RO | Type 1 — Dealing in securities | 2008-10-15 | 2009-04-15 |