Alvin Cheng-Hock Chua
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Cheng-Hock Chua, a licensed former licensee with CE reference AED730. This person has 15.0 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2023-07-27 | 2024-03-31 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2023-07-27 | 2024-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-20 | 2024-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 - Advising on securities | 2023-01-20 | 2024-03-31 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2023-01-20 | 2024-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 - Asset management | 2023-01-20 | 2023-07-27 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2023-01-20 | 2023-07-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-22 | 2023-01-20 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-22 | 2023-01-20 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-22 | 2023-01-20 |
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 - Advising on securities | 2018-01-31 | 2022-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-18 | 2022-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2016-01-18 | 2022-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-26 | 2016-01-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-26 | 2016-01-18 |
| F&C Asset Management Asia Limited | RO | Type 1 - Dealing in securities | 2012-02-16 | 2014-06-20 |
| F&C Asset Management Asia Limited | Rep | Type 1 - Dealing in securities | 2012-02-14 | 2012-02-16 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-10-05 | 2011-12-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-26 | 2011-12-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-14 | 2010-03-26 |
| F&C Asset Management Asia Limited | RO | Type 1 - Dealing in securities | 2008-10-15 | 2009-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Cheng-Hock Chua during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Cristobal Alejandro Mendez de Vigo Zu Loewenstein | F&C Asset Management Asia Limited | 2008–2011 |
| Yan Kin Lo | F&C Asset Management Asia Limited | 2010–2013 |
| Chi Sing Lau | BOCI Research Limited | 2018–2022 |
| Xin Meng | BOCI Research Limited | 2018–2022 |
| Qiong Wu | BOCI Research Limited | 2018–2022 |
| Yunqing Fei | BOCI Research Limited | 2018–2022 |
| Wenzhou Hu | BOCI Research Limited | 2018–2022 |
| Yusheng Liu | BOCI Research Limited | 2018–2022 |
| Jia Lou | BOCI Research Limited | 2018–2022 |
| Wan Zhang | BOCI Research Limited | 2018–2022 |
| Shiu Ki Mak | BOCI Research Limited | 2018–2022 |
| Manjiang Cheng | BOCI Research Limited | 2018–2022 |
| Tingting Li | BOCI Research Limited | 2018–2022 |
| Richard Charles Wilson | F&C Asset Management Asia Limited | 2012–2014 |
| Amy Chau | F&C Asset Management Asia Limited | 2010–2012 |
| Ximin Jiang | BOCI Research Limited | 2018–2022 |
| Bingnan Ye | BOCI Research Limited | 2018–2021 |
| Lin Chen | BOCI Research Limited | 2018–2021 |
| Bingqian Zhu | BOCI Research Limited | 2018–2021 |
| Wenjing Dou | BOCI Research Limited | 2018–2021 |