Saputra Simon
沈健偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saputra Simon (沈健偉), a licensed Representative with CE reference AED172. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-04 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-04 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-04 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-04 | 2013-10-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-19 | 2013-10-01 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-25 | 2011-09-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-18 | 2011-09-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-08-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-08-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-08-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-11 |