Zhihong Liu
劉志宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhihong Liu (劉志宏), a licensed former licensee with CE reference AEC891. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-07-02 | 2021-06-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-26 | 2020-03-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-26 | 2020-03-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-26 | 2020-03-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-12 | 2018-07-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-12 | 2018-07-26 |
| About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-02-07 | 2017-12-01 |
| Aliantis Capital Limited | Rep | Type 9 — Asset management | 2016-04-26 | 2016-07-08 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-17 | 2015-12-08 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-15 | 2014-06-17 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-11 | 2014-05-01 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-12 | 2013-11-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-09 | 2013-06-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2012-08-09 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-01-27 | 2010-04-01 |
| Link Capital Advisors Limited |
RO | Type 4 — Advising on securities | 2007-02-05 | 2009-01-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |