Nicole Suzanne Vettise
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Suzanne Vettise ( ), a licensed former licensee with CE reference AEC083. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-11 | 2018-09-21 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-11 | 2018-09-21 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-18 | 2016-01-23 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-18 | 2016-01-23 |