Chi Ho (SFC:AEB972) Tse
謝志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho (SFC:AEB972) Tse (謝志豪), a licensed former licensee with CE reference AEB972. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-01 | 2020-11-18 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-06-01 | 2020-11-18 |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2008-09-26 | 2011-04-05 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2008-09-26 | 2011-04-05 |
| Allianz Global Investors Hong Kong Limited | RO | Type 9 — Asset management | 2008-09-26 | 2011-04-05 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-04-08 | 2008-09-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2008-04-08 | 2008-09-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-03-07 | 2008-09-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-02-22 | 2008-02-02 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-24 | 2006-02-11 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-28 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-28 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-28 |