Walter Xavier Stanton III

CE No. AEA621 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Xavier Stanton III (), a licensed former licensee with CE reference AEA621. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
LGT Investment Management (Asia) Limited RO Type 1 — Dealing in securities 2011-01-18 2023-04-18
LGT Investment Management (Asia) Limited RO Type 4 — Advising on securities 2011-01-18 2023-04-18
LGT Investment Management (Asia) Limited RO Type 9 — Asset management 2011-01-18 2023-04-18
LGT Investment Management (Asia) Limited Rep Type 4 — Advising on securities 2010-03-04 2011-01-18
LGT Investment Management (Asia) Limited Rep Type 1 — Dealing in securities 2010-01-13 2011-01-18
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2007-06-25 2009-09-28
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2007-06-25 2009-09-28

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