Charmain Sau Moy Soo
蘇秀梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charmain Sau Moy Soo (蘇秀梅), a licensed former licensee with CE reference ADZ038. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2004-09-28 | 2012-11-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-22 | 2012-11-16 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-11 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-11 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-11 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 9 — Asset management | present | 2003-04-11 |