Grace Hang Nei Wong
王幸妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Hang Nei Wong (王幸妮), a licensed former licensee with CE reference ADY271. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-03-19 | 2014-04-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2011-06-08 | 2014-04-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-03-29 | 2014-04-05 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-29 | 2014-04-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-05-31 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2003-05-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-05-31 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2003-05-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-05-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-05-31 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-05-31 |