Joanna Sing Man Siu
蕭承文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Sing Man Siu (蕭承文), a licensed Representative with CE reference ADX868. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-01 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-01 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-01 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2014-08-19 | 2015-09-10 |