Gary Huan Chieh Liu
劉煥傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Huan Chieh Liu (劉煥傑), a licensed former licensee with CE reference ADW756. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ApaH Capital Management Limited 上善資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-04 | 2025-11-30 |
| ApaH Capital Management Limited 上善資本管理有限公司 |
RO | Type 9 — Asset management | 2020-12-14 | 2025-11-30 |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2020-01-08 | 2020-09-01 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2020-01-08 | 2020-09-01 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2019-11-01 | 2020-01-08 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2019-10-23 | 2020-01-08 |
| Righteous Capital Limited 正平資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-06 | 2019-10-09 |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2011-07-13 | 2018-03-31 |
| AP Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2011-07-13 | 2013-12-04 |
| AP Asset Management (HK) Limited | RO | Type 5 — Advising on futures contracts | 2011-07-13 | 2013-12-04 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2011-07-13 | 2018-03-31 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2009-03-16 | 2011-07-13 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2009-03-16 | 2011-07-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-19 | 2008-02-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2008-02-22 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-04-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-06 |