Abraham Shuen Chung Lee

李尚聰
CE No. ADW021 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abraham Shuen Chung Lee (李尚聰), a licensed former licensee with CE reference ADW021. This person has 7.9 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-04-10 2017-02-28
Planetree Securities Limited
梧桐證券有限公司
Rep Type 1 - Dealing in securities 2015-02-27 2015-03-27
Rabo Brokerage HK Limited
荷合證券香港有限公司
Rep Type 1 - Dealing in securities 2007-09-12 2013-08-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Abraham Shuen Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Ping Cheung Rabo Brokerage HK Limited 2007–2013
Chun Wai Yang Rabo Brokerage HK Limited 2007–2013
Chun Kit Chui Rabo Brokerage HK Limited 2007–2013
Howard Tong Rabo Brokerage HK Limited 2007–2013
Kat Cheung Cheung Rabo Brokerage HK Limited 2008–2013
Chak Yan Martin Wong Rabo Brokerage HK Limited 2008–2013
Martijn Jacob Christiaan Nijziel Rabo Brokerage HK Limited 2010–2013
Roland Philip Henry Weatherall Rabo Brokerage HK Limited 2009–2012
Ka Lai Tai Rabo Brokerage HK Limited 2010–2013
Kin Yi Wong Rabo Brokerage HK Limited 2010–2013
Cho Ho So Rabo Brokerage HK Limited 2010–2013
Chi Ming Tsoi Rabo Brokerage HK Limited 2010–2013
Edwin Bernard Rabo Brokerage HK Limited 2011–2013
Richard Roslyn Hutchens Rabo Brokerage HK Limited 2007–2009
Donal Joseph Galvin Rabo Brokerage HK Limited 2007–2008
Wai Kei Leung Rabo Brokerage HK Limited 2007–2008
Yin Lun Wu Rabo Brokerage HK Limited 2009–2010
Sze Hang Wong Rabo Brokerage HK Limited 2008–2009
Ruichao Shi Rabo Brokerage HK Limited 2009
Jones Law Kwong Chu Planetree Securities Limited 2015
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