Abraham Shuen Chung Lee
李尚聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abraham Shuen Chung Lee (李尚聰), a licensed former licensee with CE reference ADW021. This person has 7.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-10 | 2017-02-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-27 | 2015-03-27 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2013-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Abraham Shuen Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.