Roland Philip Henry Weatherall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Philip Henry Weatherall, a licensed former licensee with CE reference AON046. This person has 4.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-01 | 2012-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-01-31 | 2008-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-31 | 2008-12-19 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-01-31 | 2008-12-19 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Roland Philip Henry Weatherall during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kat Cheung Cheung | Rabo Brokerage HK Limited | 2009–2012 |
| Ka Ping Cheung | Rabo Brokerage HK Limited | 2009–2012 |
| Chun Kit Chui | Rabo Brokerage HK Limited | 2009–2012 |
| Abraham Shuen Chung Lee | Rabo Brokerage HK Limited | 2009–2012 |
| Howard Tong | Rabo Brokerage HK Limited | 2009–2012 |
| Chak Yan Martin Wong | Rabo Brokerage HK Limited | 2009–2012 |
| Chun Wai Yang | Rabo Brokerage HK Limited | 2009–2012 |
| Martijn Jacob Christiaan Nijziel | Rabo Brokerage HK Limited | 2010–2012 |
| Cho Ho So | Rabo Brokerage HK Limited | 2010–2012 |
| Chi Ming Tsoi | Rabo Brokerage HK Limited | 2010–2012 |
| Ka Lai Tai | Rabo Brokerage HK Limited | 2010–2012 |
| Kin Yi Wong | Rabo Brokerage HK Limited | 2010–2012 |
| Edwin Bernard | Rabo Brokerage HK Limited | 2011–2012 |
| Yin Lun Wu | Rabo Brokerage HK Limited | 2009–2010 |
| Richard Roslyn Hutchens | Rabo Brokerage HK Limited | 2009 |
| Ruichao Shi | Rabo Brokerage HK Limited | 2009 |