Donal Joseph Galvin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donal Joseph Galvin, a licensed former licensee with CE reference AOK745. This person has 4.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-12-31 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-20 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-13 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-07-13 | 2011-04-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-07-13 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 - Asset management | 2010-07-13 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-08 | 2010-07-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-08 | 2010-07-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-08 | 2010-07-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-01-08 | 2010-07-13 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2007-09-12 | 2008-11-01 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Donal Joseph Galvin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Ping Cheung | Rabo Brokerage HK Limited | 2007–2008 |
| Chun Kit Chui | Rabo Brokerage HK Limited | 2007–2008 |
| Richard Roslyn Hutchens | Rabo Brokerage HK Limited | 2007–2008 |
| Abraham Shuen Chung Lee | Rabo Brokerage HK Limited | 2007–2008 |
| Howard Tong | Rabo Brokerage HK Limited | 2007–2008 |
| Chun Wai Yang | Rabo Brokerage HK Limited | 2007–2008 |
| Wai Kei Leung | Rabo Brokerage HK Limited | 2007–2008 |
| Kat Cheung Cheung | Rabo Brokerage HK Limited | 2008 |
| Sze Hang Wong | Rabo Brokerage HK Limited | 2008 |
| Chak Yan Martin Wong | Rabo Brokerage HK Limited | 2008 |