Donal Joseph Galvin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donal Joseph Galvin ( ), a licensed former licensee with CE reference AOK745. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-12-31 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-20 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-13 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-07-13 | 2011-04-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-07-13 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 — Asset management | 2010-07-13 | 2013-08-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-08 | 2010-07-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-08 | 2010-07-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-08 | 2010-07-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-01-08 | 2010-07-13 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-12 | 2008-11-01 |