Hiu To Hui
許曉濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu To Hui (許曉濤), a licensed former licensee with CE reference ADV234. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-16 | 2022-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-12-16 | 2022-02-28 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-04 | 2019-11-27 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-21 | 2019-11-27 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-30 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-31 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-31 |