Hu Yang Lam
林曉陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hu Yang Lam (林曉陽), a licensed former licensee with CE reference ADU633. This person has 4.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Middle Island Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2008-04-30 | 2008-11-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2003-06-11 | 2006-09-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-12 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Hu Yang Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yvon Yon Sik Choi | Middle Island Capital (Hong Kong) Limited | 2008 |
| Eglantine Alice Giraud | Middle Island Capital (Hong Kong) Limited | 2008 |
| Rong Deng | Middle Island Capital (Hong Kong) Limited | 2008 |