David Ting Keung Yip
葉定強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ting Keung Yip (葉定強), a licensed former licensee with CE reference ADU278. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-23 | 2008-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-10-29 | 2005-04-23 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-05 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2003-06-05 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-05 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-06-05 |