Juwan Ju Hoon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juwan Ju Hoon Lee ( ), a licensed former licensee with CE reference ADT663. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-10 | 2018-12-13 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-02-25 | 2013-11-30 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-02-25 | 2013-11-30 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-25 | 2013-02-25 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-25 | 2013-02-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-09-25 | 2010-01-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-09-25 | 2010-01-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-09-25 | 2010-01-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-09-25 | 2010-01-11 |