Hung I Chin
金弘毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung I Chin (金弘毅), a licensed former licensee with CE reference ADT385. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2017-12-28 | 2022-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2017-09-29 | 2017-12-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-29 | 2016-12-17 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2012-06-07 | 2015-07-29 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | present | 2004-07-01 |
| UBS Securities Asia Limited | RO | Type 6 — Advising on corporate finance | present | 2004-07-01 |
| UBS Securities Asia Limited | RO | Type 9 — Asset management | present | 2004-07-01 |