Christine Oi Yan To
杜愛茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Oi Yan To (杜愛茵), a licensed former licensee with CE reference ADQ669. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-05-31 | 2010-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-05-31 | 2010-06-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-31 | 2010-06-30 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | present | 2004-01-15 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-12-05 |