Wanda Sui Lin Ting
丁瑞蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanda Sui Lin Ting (丁瑞蓮), a licensed former licensee with CE reference ADL208. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-13 | 2013-11-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2013-11-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-07-29 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-06-30 | 2013-11-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-03 | 2004-06-24 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-03 | 2004-06-24 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-04-28 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2004-04-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-04-27 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-04-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-04-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-04-27 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-04-27 |