Angus Sheau Yu Yang
楊曉瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angus Sheau Yu Yang (楊曉瑜), CE reference ADI662. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-19 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-11 | 2023-06-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2019-04-25 | 2020-06-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-07 | 2021-12-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-07 | 2021-12-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2018-06-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-12 | 2018-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-12 | 2017-06-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-27 | 2016-07-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-27 | 2017-06-28 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-04 | 2004-08-20 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-04 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |