Felix Or
柯柏年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Or (柯柏年), a licensed former licensee with CE reference ADH585. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-09-24 | 2023-09-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-09-24 | 2023-09-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-09-24 | 2023-09-12 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-09-24 | 2023-09-12 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2020-09-24 | 2023-09-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-06-22 | 2014-05-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-06 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-01-06 | 2008-11-20 |