Kwok Lung (SFC:ADF368) Chan
陳國龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lung (SFC:ADF368) Chan (陳國龍), a licensed former licensee with CE reference ADF368. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-13 | 2011-12-09 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-13 | 2011-12-09 |
| HFS Asset Management Limited | Rep | Type 4 — Advising on securities | 2005-12-13 | 2009-09-23 |
| HFS Asset Management Limited | Rep | Type 9 — Asset management | 2005-12-13 | 2009-09-23 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-26 | 2005-10-21 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2003-11-26 | 2005-10-21 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-09-11 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2003-09-11 |