Andrew Edward James Bagnall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Edward James Bagnall, a licensed former licensee with CE reference ADB034. This person has 8.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Japaninvest (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-03-14 | 2013-07-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-13 | 2010-06-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-07 | 2007-02-13 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Edward James Bagnall during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.