Sau Mei (SFC:ADA700) Chan
陳秀美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Mei (SFC:ADA700) Chan (陳秀美), CE reference ADA700. Currently licensed at 2 firm(s): Shenwan Hongyuan Futures (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-17 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-26 | present |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-23 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-05 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-05 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-05 |