Adam Shun Fat Chan
陳順發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Shun Fat Chan (陳順發), a licensed former licensee with CE reference ADA394. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2012-06-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-05 | 2012-06-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-13 | 2007-09-28 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-09-28 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-09-28 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-03 |