Lambda Wai Lim Li
李慧濂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lambda Wai Lim Li (李慧濂), a licensed former licensee with CE reference ACZ968. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2021-08-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-27 | 2010-04-14 |