Hung Kai Lam
林鴻楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Kai Lam (林鴻楷), a licensed former licensee with CE reference ACZ478. This person has 12.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-12-08 | 2017-07-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-08 | 2017-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-18 | 2008-05-22 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2005-06-01 | 2006-06-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |