Pascal Thierry Jean-Marie Vinais
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pascal Thierry Jean-Marie Vinais ( ), a licensed former licensee with CE reference ACZ236. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-02-27 | 2008-06-21 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-02-27 | 2008-06-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-11-26 | 2004-03-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-03-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-08-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-11-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-18 |