Maureen Wai Ling Chan
陳慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen Wai Ling Chan (陳慧玲), a licensed former licensee with CE reference ACU384. This person has 13.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-12 | 2017-02-10 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 - Advising on securities | 2012-06-12 | 2017-02-10 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-21 | 2012-06-12 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-21 | 2012-06-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-20 | 2011-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-27 | 2011-03-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-31 | 2004-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maureen Wai Ling Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.