Teong Gee Lee
李忠義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teong Gee Lee (李忠義), a licensed former licensee with CE reference ACU300. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2013-04-10 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-12 | 2013-04-10 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-04-12 | 2013-04-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-19 | 2010-11-08 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-12-04 | 2010-07-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-05-26 | 2006-10-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-05-26 | 2006-10-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-05-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-05-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-05-06 |