Simone Lee

李詩敏
CE No. ACS806 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simone Lee (李詩敏), a licensed former licensee with CE reference ACS806. This person has 10.5 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
VMS Securities Limited
鼎珮證券有限公司
Rep Type 1 - Dealing in securities 2011-05-03 2014-09-30
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2008-04-14 2011-03-11
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2008-04-14 2011-03-11
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts 2008-04-14 2011-03-11
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2007-05-18
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2007-05-18
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-17
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 5 - Advising on futures contracts Pre-2003 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-17
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-10-17
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-17
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 9 - Asset management Pre-2003 2003-10-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simone Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
William Keith Jacobsen VMS Securities Limited 2011–2014
Christine Ching Man Chan VMS Securities Limited 2012–2014
Tak Wing Lung VMS Securities Limited 2011–2013
David Lui VMS Securities Limited 2011–2014
Ho Fung Lau VMS Securities Limited 2011–2014
Lee Kwong Wong VMS Securities Limited 2011–2014
Stefanie Chi Yin Chan VMS Securities Limited 2011–2014
Vivian Helen Wong VMS Securities Limited 2011–2014
Samantha Suet Ting Cheung VMS Securities Limited 2011–2014
Freddy Leong Sek Chan VMS Securities Limited 2013–2014
Kwok Wai Cheung VMS Securities Limited 2013–2014
Wing Keung Lam VMS Securities Limited 2012–2014
Qiong Wu VMS Securities Limited 2011–2014
Gary Kar Yin Chan VMS Securities Limited 2012–2014
Kwong Kei Ng VMS Securities Limited 2011–2013
Wing Lam Lau VMS Securities Limited 2013–2014
Cyrus Jun-Ming Wen VMS Securities Limited 2012–2013
Maurice Kai Ming Mak VMS Securities Limited 2013–2014
Carmen Ka Heng Tam VMS Securities Limited 2013–2014
Yik Lai Tin VMS Securities Limited 2013–2014
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