Vivian Ling
林蔚然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Ling (林蔚然), a licensed former licensee with CE reference ACR957. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-04 | 2012-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-23 | 2008-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-03-11 | 2008-05-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-11 | 2008-05-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.