Vivian Ling
林蔚然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Ling (林蔚然), a licensed former licensee with CE reference ACR957. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-04 | 2012-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-23 | 2008-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-03-11 | 2008-05-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-11 | 2008-05-10 |