So Ping Ma

馬素萍
CE No. ACR160 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ping Ma (馬素萍), a licensed former licensee with CE reference ACR160. This person has 5.6 years of SFC licence history. Total licence records on file: 21.

Information

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Licence history

FirmRoleRegulated activityFromTo
Income Partners Asset Management (HK) Limited
弘收投資管理(香港)有限公司
Rep Type 4 - Advising on securities 2011-05-04 2012-04-04
Income Partners Asset Management (HK) Limited
弘收投資管理(香港)有限公司
Rep Type 9 - Asset management 2011-05-04 2012-04-04
First Sentier Investors (Hong Kong) Limited RO Type 1 - Dealing in securities 2006-09-05 2009-04-24
First Sentier Investors (Hong Kong) Limited RO Type 4 - Advising on securities 2006-09-05 2009-04-24
First State (Hong Kong) LLC RO Type 4 - Advising on securities 2006-09-05 2007-07-05
First Sentier Investors (Hong Kong) Limited Rep Type 4 - Advising on securities 2006-08-01 2006-09-05
First State (Hong Kong) LLC Rep Type 4 - Advising on securities 2006-08-01 2006-09-05
First Sentier Investors (Hong Kong) Limited Rep Type 9 - Asset management 2006-08-01 2006-09-06
First State (Hong Kong) LLC Rep Type 9 - Asset management 2006-08-01 2006-09-06
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
RO Type 4 - Advising on securities 2005-06-06 2006-02-15
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
RO Type 9 - Asset management 2005-06-06 2006-02-15
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2005-05-05 2005-06-06
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
Rep Type 9 - Asset management 2005-05-05 2005-06-06
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2003-06-05 2004-06-16
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2003-06-05 2004-06-16
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 4 - Advising on securities 2003-06-05 2004-06-16
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2003-06-05 2004-06-16
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-05-31
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-31
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-05-27
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Ping Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lindsay Robert Mann First Sentier Investors (Hong Kong) Limited 2006–2009
Ka Lam Hu First Sentier Investors (Hong Kong) Limited 2006–2008
Yee Hou Seck First Sentier Investors (Hong Kong) Limited 2006–2009
Quanqiang Xian First Sentier Investors (Hong Kong) Limited 2006–2009
Chi Kin Au First Sentier Investors (Hong Kong) Limited 2006–2009
Rebecca de Forrest Clarke First Sentier Investors (Hong Kong) Limited 2006–2009
James Kong Li First Sentier Investors (Hong Kong) Limited 2006–2009
Martin Kwok Kit Lau First Sentier Investors (Hong Kong) Limited 2006–2009
Anthony Joseph Adams First Sentier Investors (Hong Kong) Limited 2006–2009
Warren James Bird First Sentier Investors (Hong Kong) Limited 2006–2009
Christopher Kourt First Sentier Investors (Hong Kong) Limited 2006–2009
Susan Veronica Rippingall First Sentier Investors (Hong Kong) Limited 2006–2009
Kwong Kin Poon First Sentier Investors (Hong Kong) Limited 2007–2009
Yuan Huey Koon First Sentier Investors (Hong Kong) Limited 2006–2009
Ka Chun Tam First Sentier Investors (Hong Kong) Limited 2006–2009
Shan Man Hsieh First Sentier Investors (Hong Kong) Limited 2006–2009
Scott Melville McNab First Sentier Investors (Hong Kong) Limited 2006–2007
Chee Wai Leong First Sentier Investors (Hong Kong) Limited 2006–2009
Matthew Conal Edward McKeith First Sentier Investors (Hong Kong) Limited 2006–2009
Alan Michael Nesbit First Sentier Investors (Hong Kong) Limited 2006–2009
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