Richard Wai Wah Hung
熊蔚華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wai Wah Hung (熊蔚華), a licensed former licensee with CE reference ACO957. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFR Asset Management (Hong Kong) Limited 恒富資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-15 | 2006-11-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-08-10 | 2005-05-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2005-05-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-05-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2005-05-03 |