Richard Kirby Taylor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Kirby Taylor, a licensed former licensee with CE reference ACO169. This person has 18.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GRE Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2020-10-15 | 2022-08-15 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-23 | 2020-04-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 - Advising on securities | 2018-04-23 | 2020-04-03 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-21 | 2018-04-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-19 | 2018-04-23 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2020-04-03 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2020-04-03 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Kirby Taylor during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jimmy Jack Man Woo | GRE Investment Advisors Limited | 2020–2022 |
| Ka Kay Yip | GRE Investment Advisors Limited | 2020–2022 |