Kwok Chu Yu
余國柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chu Yu (余國柱), a licensed former licensee with CE reference ACN817. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2017-05-12 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2017-05-12 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-07-20 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-07-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-07-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-07-20 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-07-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-07-20 |