Koon Ming Siu

蕭貫鳴
CE No. ACM157 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Ming Siu (蕭貫鳴), a licensed former licensee with CE reference ACM157. This person has 21.6 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
FWD Financial Planning Limited
富衛財務策劃有限公司		 Rep Type 1 - Dealing in securities 2023-01-12 2026-06-14
FWD Financial Planning Limited
富衛財務策劃有限公司		 Rep Type 4 - Advising on securities 2023-01-12 2026-06-14
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司		 Rep Type 1 - Dealing in securities 2009-04-17 2012-03-31
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司		 Rep Type 4 - Advising on securities 2009-03-24 2021-11-21
AIA Wealth Management Company Limited
友邦財富管理有限公司		 Rep Type 4 - Advising on securities 2004-08-04 2009-01-01
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 4 - Advising on securities Pre-2003 2004-05-21
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-21
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 9 - Asset management Pre-2003 2004-05-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Koon Ming Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Yuet Ho Lee Prudential Assurance Company Limited, The 2003–2004
Chi Lap Ng Prudential Assurance Company Limited, The 2003–2004
Chun Pong Nip Prudential Assurance Company Limited, The 2003–2004
Wai Ming Cheng Prudential Assurance Company Limited, The 2003–2004
Mei Ling Cheung Prudential Assurance Company Limited, The 2003–2004
May May Chan Prudential Assurance Company Limited, The 2003–2004
Shuk Kam Chan Prudential Assurance Company Limited, The 2003–2004
Stella Ka Wai Cheung Prudential Assurance Company Limited, The 2003–2004
Kit Lok Cheung Prudential Assurance Company Limited, The 2003–2004
Steven Hoi Yuen Chau Prudential Assurance Company Limited, The 2003–2004
Hok Chung Chan Prudential Assurance Company Limited, The 2003–2004
Siu Fong Chan Prudential Assurance Company Limited, The 2003–2004
Sammy Wai Chung Hui Prudential Assurance Company Limited, The 2003–2004
Johnson Kwong Hon Law Prudential Assurance Company Limited, The 2003–2004
Ying Li Prudential Assurance Company Limited, The 2003–2004
Vicky Po Lin Leung Prudential Assurance Company Limited, The 2003–2004
Sau Kwan Lau Prudential Assurance Company Limited, The 2003–2004
Shuk Mee Mui Prudential Assurance Company Limited, The 2003–2004
Cheung Hing Ng Prudential Assurance Company Limited, The 2003–2004
Michelle Tsui Mee Pau Prudential Assurance Company Limited, The 2003–2004

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