Tao King Xin
鑫濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao King Xin (鑫濤), a licensed former licensee with CE reference ACL650. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-27 | 2025-06-29 |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-06-27 | 2025-06-29 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-31 | 2025-06-29 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-31 | 2025-06-29 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-01-29 | 2016-04-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-02 | 2016-04-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-02 | 2016-04-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-02 | 2016-04-01 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-11 | 2015-08-13 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-11 | 2015-08-13 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-11 | 2015-08-13 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-11 | 2015-08-13 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-11 | 2015-08-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-05 | 2014-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-05 | 2014-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-05 | 2014-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2012-11-05 | 2014-03-01 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2009-08-05 | 2012-10-24 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-05-26 | 2012-10-24 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-05-26 | 2012-10-24 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2009-05-26 | 2012-10-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-01-19 | 2009-05-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-07 | 2009-05-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-12-07 | 2009-05-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-26 | 2009-05-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-26 | 2009-05-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2007-04-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-02 | 2007-04-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-01-02 | 2007-04-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-01-02 | 2007-04-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-19 | 2007-04-21 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-25 | 2006-11-28 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-20 | 2006-04-10 |
| Refco Forex Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2003-12-04 | 2006-02-09 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-08 | 2004-07-14 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-02 | 2003-09-24 |