Francis Joseph Slevin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Joseph Slevin ( ), a licensed former licensee with CE reference ACJ594. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-15 | 2007-01-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 — Dealing in securities | 2003-10-15 | 2007-01-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-01-27 |