See Kit Alwyn Pang
彭思杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for See Kit Alwyn Pang (彭思杰), a licensed former licensee with CE reference ACJ317. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-02 | 2021-06-11 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-02 | 2021-06-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-04-18 | 2013-07-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-18 | 2013-07-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-04-18 | 2013-07-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-01-07 | 2011-03-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2005-05-12 | 2008-02-25 |