Geoffrey Richard Lewis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Richard Lewis ( ), a licensed former licensee with CE reference ACC213. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-23 | 2019-01-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-23 | 2019-01-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-12-23 | 2019-01-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-12-23 | 2019-01-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2015-04-06 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2015-04-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-04-02 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2015-04-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | present | 2004-04-02 |